Susan Hayes
Professional Summary
Susan Hayes, who also goes by Susan A Hayes, Susan Ann Hayes, is a registered financial advisor currently at MATTHEWS SOUTH, LLC located in San Mateo, California and CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas. Susan is registered as a RR (Registered Representative) and started their career in finance in 1999. Susan has worked at 23 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan A Hayes, Susan Ann Hayes
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
3G FINANCIAL | GOLDEN GATE GLOBAL FINANCIAL, LLC
Contact Information
Main Address
155 North Upper Wacker Drive Ste 4250, Chicago, IL 60606Mailing Address
155 North Upper Wacker Drive Ste 4250, Chicago, IL 60606Phone Number
(212) 220-5766Established
Delaware since 10/01/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susan Hayes's CRS (Customer Relationship Summary).
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