Deirdre Marian Patten
Professional Summary
Deirdre Marian Patten, who also goes by Deirdre Patten Kowalski, Deirdre M. Patten, is a registered financial advisor currently at CHAFFE SECURITIES, INC. located in New Orleans, Louisiana and CLARION PARTNERS SECURITIES, LLC located in New York, New York. Deirdre is registered as a RR (Registered Representative) and started their career in finance in 1985. Deirdre has worked at 38 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 79, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Deirdre Patten Kowalski, Deirdre M. Patten
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
LOCKTON FINANCIAL ADVISORS, LLC | LOCKTON INVESTMENT SECURITIES, LLC | LOCKTON INVESTMENT SECURITIES SERVICES, LLC
Contact Information
Main Address
7045 College Blvd 5th Floor, Overland Park, KS 66211Mailing Address
7045 College Blvd 5th Floor, Overland Park, KS 66211Phone Number
(816) 960-9000Established
Missouri since 05/01/2016Firm Type
Limited Liability CompanyFiscal Year End
AprilFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/2/2015)
(7/29/2025)
(5/17/2017)
(9/25/2025)
(1/2/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2017About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1985About the Series 6 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Deirdre Marian Patten's CRS (Customer Relationship Summary).
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