Daniel P. Mcnulty

GFI SECURITIES LLC

New York, NY 10041

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CRD#: 3147085

Professional summary

Daniel Patrick Mcnulty, who also goes by Dan Mcnulty, is a registered financial professional currently at GFI SECURITIES LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 7 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Mcnulty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Patrick Mcnulty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2017 - Present

GFI SECURITIES LLC

Office #1: 55 Water Street 10th Floor, New York, NY 10041

CRD#: 19982

New York, NY

Past

June 21, 2016 - December 14, 2016

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065

New York, NY

Past

February 26, 2008 - June 15, 2016

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

October 16, 2007 - February 25, 2008

SWISS RE CAPITAL MARKETS CORPORATION

CRD#: 39978

NEW YORK, NY

Past

November 22, 2004 - July 11, 2007

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

December 11, 2003 - November 10, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

June 2, 2003 - December 19, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

STAMFORD, CT

Past

May 14, 2003 - December 19, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 8, 1999 - June 28, 2002

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/30/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/29/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/7/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

GFI SECURITIES LLC

CRD#: 19982 / SEC#: , 8-43548

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 Water Street 10th Floor, New York, NY 10041

Mailing Address

55 Water Street 10th Floor, New York, NY 10041

Phone number

(212) 968-2032

Established

New York since 07/09/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GFINET INC.	SOLE MEMBER
ABULARRAGE, JOHN JOSEPH	CHIEF EXECUTIVE OFFICER	3265633
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
HAUF, JASON WILLIAMS	CHIEF FINANCIAL OFFICER	4163331
LEWIS, THOMAS JOSEPH	PRINCIPAL	2684821
LYNCH, MARTIN	CHIEF OPERATING OFFICER	5612726
SULFARO, MICHAEL CARL	CHIEF COMPLIANCE OFFICER	2483562

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel P. Mcnulty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Patrick Mcnulty's CRS (Customer Relationship Summary).

Certified licenses

Experience

OUTSET GLOBAL TRADING LIMITED

GFI SECURITIES LLC

SWISS RE CAPITAL MARKETS CORPORATION

KNIGHT CAPITAL AMERICAS, L.P.

UBS CAPITAL MARKETS L.P.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

DEUTSCHE IXE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/29/1999

Series 7

Date: 7/7/1999

FINRA

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

GFI SECURITIES LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GFI SECURITIES LLC

TRUST BUT VERIFY

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