Randy Gregg Krauthamer
Professional Summary
Randy Gregg Krauthamer is a registered financial advisor currently at KEYSTONE CAPITAL MARKETS located in Irvine, California. Randy is registered as a RR (Registered Representative) and started their career in finance in 1992. Randy has worked at 8 firms and has passed the Series 63, Series 79TO, Series 6TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
KCM SECURITIES, LLC | KEYSTONE CAPITAL MARKETS
Contact Information
Main Address
20 Pacifica Suite 450, Irvine, CA 92618Mailing Address
20 Pacifica Suite 450, Irvine, CA 92618Phone Number
(949) 397-2700Established
California since 04/20/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | — |
| CAPE ADVISORY GROUP LLC | OWNER | — |
| CHIMNEY ROCK ADVISORS LLC | OWNER | — |
| CRIMSON CAPITAL LLC | OWNER | — |
| DJL CAPITAL, LLC | OWNER | — |
| KRAUTHAMER FAMILY TRUST | OWNER | — |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | — |
| SELBY CAPITAL ADVISORS LLC | OWNER | — |
| STAFFORD PARTNERS, LLC | OWNER | — |
| TRIANGLE CAPITAL LLC | OWNER | — |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/12/2017)
(6/23/2024)
(8/27/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Randy Gregg Krauthamer's CRS (Customer Relationship Summary).
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