Marc C. Humann

TRUIST ADVISORY SERVICES

ROCKINGHAM, NC 28379

Some features on this profile are disabled

CRD#: 3142911

Professional summary

Marc Christopher Humann is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Rockingham, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Eastover, North Carolina.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Marc has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Christopher Humann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 116 S Lee St Fl 1, Rockingham, NC 28379

RIA

CRD#: 283390

ROCKINGHAM, NC

Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 3826 Dunn Rd, Eastover, NC 28312Office #2: 3034 Boone Trail Ext, Fayetteville, NC 28304Office #3: 5801 Yadkin Rd, Fayetteville, NC 28303Office #4: 7790 Good Middling Dr, Fayetteville, NC 28304Office #5: 3817 Morganton Rd, Fayetteville, NC 28314Office #6: 400 S Main St, Laurinburg, NC 28352Office #7: 8 Raleigh St, Hamlet, NC 28345Office #8: 116 S Lee St, Rockingham, NC 28379Office #9: 111 E Caswell St, Wadesboro, NC 28170Office #10: 200 N Main St, Mount Gilead, NC 27306

CRD#: 17499

EASTOVER, NC

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

April 8, 2002 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

ROCKINGHAM, NC

Past

June 19, 2001 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

ROCKINGHAM, NC

Past

October 6, 1999 - June 20, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

December 1, 1998 - September 24, 1999

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/17/2021)

Alaska
(2/17/2021)

Arizona
(2/17/2021)

California
(2/17/2021)

Connecticut
(2/17/2021)

Florida
(2/17/2021)

Georgia
(2/17/2021)

Indiana
(2/17/2021)

Iowa
(2/17/2021)

Kentucky
(2/17/2021)

Maryland
(2/17/2021)

Missouri
(2/17/2021)

New York
(2/17/2021)

North Carolina
(2/17/2021)

IAR

North Carolina
(2/17/2021)

Ohio
(11/21/2025)

Pennsylvania
(2/17/2021)

South Carolina
(2/17/2021)

Texas
(2/17/2021)

Utah
(2/17/2021)

Virginia
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 11/30/1998

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (12/1/2025)

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (12/1/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raymond Knezek

SEQUENT PLANNING, LLC

IAR

Houston, TX

Benjamin Conteh

BARGELD FINANCIAL

IAR

Media, PA

Andrea Baase

J.W. COLE FINANCIAL, INC.

TAMPA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marc C. Humann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Christopher Humann's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

EDWARD JONES

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2002

Series 63

Date: 12/11/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/9/1999

Series 52

Date: 11/30/1998

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors