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TG

Thayne E Gould

VIGILANT DISTRIBUTORS
CHADDS FORD, PA
·CRD# 3139959·27 years experience

Professional Summary

Thayne E Gould, who also goes by Thayne Eric-christopher Gould, Thayne Ericchristopher Gould, Thayne Gould, is a registered financial advisor currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania. Thayne is registered as a RR (Registered Representative) and started their career in finance in 1999. Thayne has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thayne Eric-Christopher Gould, Thayne Ericchristopher Gould, Thayne Gould

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

VIGILANT DISTRIBUTORS, LLC·CRD# 285573
BD
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
February 25, 2022 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Towson, MD
February 26, 2021 - December 31, 2021
JEMMA FINANCIAL SERVICES·CRD# 284198
RIA
Baltimore, MD
December 15, 2020 - February 22, 2022
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Baltimore, MD
January 16, 2020 - February 16, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Owings Mills, MD
February 12, 1999 - May 22, 2018

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Current Firm

VD
VIGILANT DISTRIBUTORS, LLC

HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: 8-69854
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Mailing Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Phone Number

(484) 840-3701

Established

Pennsylvania since 06/13/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLCOWNER—
CHISM, PATRICK ANDREWCEO AND CCO2875421
FAIA, SALVATORE ROCCO IIPRINCIPAL OPERATIONS OFFICER6813402
SCARPATI, GERARDCFO AND PRINCIPAL FINANCIAL OFFICER2313132

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(2/25/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1999About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2016About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thayne E Gould's CRS (Customer Relationship Summary).

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TG
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