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Edward Nelson Colburn Jr

FIRST AMERICAN FINANCIAL ADVISORS
OVERLAND PARK, KS
·CRD# 1079357·43 years experience

Professional Summary

Edward Nelson Colburn JR, who also goes by Ted Colburn, is a registered financial advisor currently at FIRST AMERICAN FINANCIAL ADVISORS, INC. located in Overland Park, Kansas and GREAT AMERICAN INVESTORS, INC. located in Overland Park, Kansas. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Edward has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ted Colburn

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FIRST AMERICAN FINANCIAL ADVISORS, INC.·CRD# 113420
RIA
6025 Metcalf Lane, Overland Park, KS 66202
January 15, 2008 - Present
GREAT AMERICAN INVESTORS, INC.·CRD# 28489
BD
6025 Metcalf Lane, Overland Park, KS 66202
December 13, 2006 - Present
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Kansas City, MO
September 18, 2006 - November 2, 2006
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Kansas City, MO
September 18, 2006 - November 2, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Kansas City, MO
July 1, 2003 - September 11, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Kansas City, MO
July 1, 2003 - September 11, 2006
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
RIA
Kansas City, MO
July 24, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 16, 1993 - July 1, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 24, 1992 - August 18, 1993
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
February 17, 1983 - August 9, 1983

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Current Firm

FA
FIRST AMERICAN FINANCIAL ADVISORS, INC.

FIRST AMERICAN FINANCIAL ADVISORS, INC.

CRD#: 113420
Indiana
Registered Investment Advisory firm - Indiana (12/31/2005 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (10/2/1998 Approved)
Missouri
Registered Investment Advisory firm - Missouri (4/1/1999 Approved)
Nevada
Registered Investment Advisory firm - Nevada (12/31/2005 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/31/2005 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6025 Metcalf Lane, Overland Park, KS 66202

Phone Number

(913) 384-1800

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

28

AUM (Assets Under Management)

$11,480,816

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Trustee of the Pentz Family Trust upon the death of Hans Pentz which was 2-15-2016. Responsibilities are to carry out the wishes of trustor and handle the management and protection of the trust. Estate will be charged my fee of $150/hour. Anticipated time upon death of the trustor is 5%. 2. Based on professional advice from my CPA/Tax Advisor, I established Colburn Financial Group, LLC as a Limited Liability Company in the state of Kansas. Subsequently, I filed for the LLC to be accepted as an "S" Corp. The LLC was established for the receipt of my securities commission income and for the payment of normal business expenses associated with self-employment as a registered representative, 1099 employee and financial advisor with GAI and FAFA. Per the recommendation of auditor Kohl Juranus, given during our Recent 2018 FINRA Audit, and related to FINRA Rule 3270, I now report the LLC as an Outside Business Activity as I am the entity's sole proprietor and officer. My ownership and utilization of CFG, LLC does not present a business conflict for Great American Investors, Inc. or for First American Financial Advisors, Inc. as it is within the scope of the relationship of my member firm. 3. Executor of the Karin V. Pence Last WIll and Testamant. Responsibilities are to carry out the expressed wishes of Karin V. Pence, upon her passing, and to handle the disposition of her estate. The estate will be charged my fee of $150 per hour. Anticipated time is 5%.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/20/2014)
RR
Arizona
(7/11/2007)
RR
California
(1/4/2007)
RR
Colorado
(3/18/2019)
RR
Florida
(9/17/2007)
RR
Georgia
(3/12/2026)
RR
Illinois
(5/23/2012)
RR
Iowa
(2/2/2009)
RR
Kansas
(12/14/2006)
IAR
Kansas
(5/9/2012)
RR
Kentucky
(6/23/2009)
RR
Louisiana
(7/16/2012)
RR
Michigan
(7/29/2025)
RR
Minnesota
(1/10/2007)
RR
Missouri
(12/14/2006)
IAR
Missouri
(1/15/2008)
RR
New Mexico
(8/9/2022)
RR
New York
(5/8/2008)
RR
Texas
(7/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1994About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed May 1993About the Series 31 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1983About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2012About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2011About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Edward Nelson Colburn JR's CRS (Customer Relationship Summary).

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