AP
Austin L. Palmer
KESTRA PRIVATE WEALTH SERVICES
Huntersville, NC 28078
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CRD#: 3131011
AP
Professional summary
Austin L Palmer, who also goes by Austin Langley Palmer, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Huntersville, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Huntersville, North Carolina.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Austin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Langley Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: DESTINATION WEALTH ADVISORS POSITION: Partner/Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 03/16/2023 ADDRESS: 13801 Reese Blvd. West, Suite 110, Huntersville NC 28078 DESCRIPTION: One of founding partners of the new firm with approx. 18% ownership. Will maintain current role as Wealth Advisor while helping to grow firm through acquisition of new advisors and clients Business Name: ACALM LLC POSITION: Managing Member NATURE: Holding company for liability protection INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 7843 Chapel Creek Drive, Denver NC 28037, United States DESCRIPTION: Monitor bank account, balance books, sign tax returns. Business Name: DESTINATION GROUP LLC POSITION: Owner/member NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/17/2023 ADDRESS: 13801 Reese Blvd. West, Suite 110, Huntersville NC 28078, United States DESCRIPTION: Member/owner - quarterly meetings to discuss future of business and other business related decisions (staffing, advertising, responsibilities for training, hiring, counseling, etc.)
CRS (Client Relationship Summary) - RIA
Click below to view Austin L Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 13801 Reese Blvd W Suite 110, Huntersville, NC 28078RIA
CRD#: 155193
Huntersville, NC
Current
March 16, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 13801 Reese Blvd W Suite 110, Huntersville, NC 28078BD
CRD#: 42046
Huntersville, NC
Past
June 29, 2006 - March 18, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNTERSVILLE, NC
Past
June 29, 2006 - March 18, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNTERSVILLE, NC
Past
September 16, 2002 - June 27, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
HUNTERSVILLE, NC
Past
November 11, 1998 - June 27, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
HUNTERSVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2023)
RR
Arizona(3/16/2023)
RR
California(3/16/2023)
RR
Colorado(3/7/2024)
RR
Florida(3/16/2023)
RR
Georgia(3/16/2023)
RR
Illinois(7/9/2024)
RR
Indiana(7/9/2024)
RR
Kansas(3/16/2023)
RR
Maryland(3/16/2023)
RR
Massachusetts(3/20/2023)
RR
Minnesota(11/26/2024)
IAR
North Carolina(3/16/2023)
RR
North Carolina(3/20/2023)
RR
Ohio(3/16/2023)
RR
Oregon(9/18/2024)
RR
South Carolina(3/16/2023)
RR
Texas(3/16/2023)
IAR
Texas(3/16/2023)
RR
Vermont(3/16/2023)
RR
Virginia(3/16/2023)
RR
Washington(3/16/2023)
RR
West Virginia(3/16/2023)
RR
Wisconsin(3/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
