Alec M. Dafferner
Professional summary
Alec M Dafferner, who also goes by Alec M Daffeiner, is a registered financial professional currently at GP BULLHOUND INC. located in San Francisco, California.
Alec is registered as a RR (Registered Representative) and started their career in finance in 2002. Alec has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alec M Dafferner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2008 - Present
GP BULLHOUND INC.
Office #1: One Sansome Street, Floor 36 Suite 3650, San Francisco, CA 94104Office #2: One Sansome Street Suite 3630, San Francisco, CA 94104July 15, 2008 - December 31, 2008
VIANT CAPITAL LLC
January 23, 2002 - April 8, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2008)
(7/21/2022)
(10/19/2022)
(9/15/2022)
(6/27/2022)
(7/20/2022)
(7/11/2022)
(2/23/2009)
(7/19/2022)
(6/29/2022)
(8/2/2022)
(8/22/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GP BULLHOUND INC.
CRD#: 147794 / SEC#: , 8-67930
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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