Alec M Dafferner
Professional Summary
Alec M Dafferner, who also goes by Alec M Daffeiner, is a registered financial advisor currently at GP BULLHOUND INC. located in San Francisco, California. Alec is registered as a RR (Registered Representative) and started their career in finance in 2002. Alec has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alec M Daffeiner
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GP BULLHOUND INC. | GP BULLHOUND, INC.
Contact Information
Main Address
One Sansome Street Suite 3630, San Francisco, CA 94104Mailing Address
One Sansome Street Suite 3630, San Francisco, CA 94104Phone Number
(415) 986-0168Established
California since 12/21/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/18/2008)
(2/23/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alec M Dafferner's CRS (Customer Relationship Summary).
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