JM
Jason M. Mcghin
SEI INVESTMENTS DISTRIBUTION CO.
Oaks, PA 19456
Some features on this profile are disabled
CRD#: 3119188
JM
Professional summary
Jason Michael Mcghin is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 6 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jason Michael Mcghin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2005 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456BD
CRD#: 10690
Oaks, PA
Past
March 30, 2004 - October 7, 2005
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
August 28, 2002 - June 9, 2003
NF CLEARING, INC.
BD
CRD#: 14285
PHILADELPHIA, PA
Past
May 14, 2001 - August 26, 2002
VILLANOVA SECURITIES LLC
BD
CRD#: 107333
CONSHOHOCKEN, PA
Past
August 18, 1999 - January 2, 2001
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
Past
October 20, 1998 - August 27, 1999
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2005)
RR
Alaska(11/4/2005)
RR
Arizona(11/4/2005)
RR
Arkansas(11/4/2005)
RR
California(11/4/2005)
RR
Colorado(11/4/2005)
RR
Connecticut(11/4/2005)
RR
Delaware(11/4/2005)
RR
District of Columbia(11/4/2005)
RR
Florida(11/4/2005)
RR
Georgia(11/4/2005)
RR
Hawaii(11/4/2005)
RR
Idaho(11/4/2005)
RR
Illinois(11/4/2005)
RR
Indiana(11/4/2005)
RR
Iowa(11/4/2005)
RR
Kansas(11/4/2005)
RR
Kentucky(11/4/2005)
RR
Louisiana(11/4/2005)
RR
Maine(11/4/2005)
RR
Maryland(11/4/2005)
RR
Massachusetts(11/4/2005)
RR
Michigan(11/4/2005)
RR
Minnesota(11/4/2005)
RR
Mississippi(11/4/2005)
RR
Missouri(11/4/2005)
RR
Montana(11/4/2005)
RR
Nebraska(11/4/2005)
RR
Nevada(11/4/2005)
RR
New Hampshire(11/4/2005)
RR
New Jersey(11/4/2005)
RR
New Mexico(11/4/2005)
RR
New York(11/4/2005)
RR
North Carolina(11/7/2005)
RR
North Dakota(11/4/2005)
RR
Ohio(11/4/2005)
RR
Oklahoma(11/4/2005)
RR
Oregon(11/4/2005)
RR
Pennsylvania(11/4/2005)
RR
Puerto Rico(11/4/2005)
RR
Rhode Island(11/4/2005)
RR
South Carolina(11/4/2005)
RR
South Dakota(11/4/2005)
RR
Tennessee(11/4/2005)
RR
Texas(11/4/2005)
RR
Utah(11/4/2005)
RR
Vermont(11/4/2005)
RR
Virginia(11/4/2005)
RR
Washington(11/4/2005)
RR
West Virginia(11/4/2005)
RR
Wisconsin(11/4/2005)
RR
Wyoming(11/4/2005)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/21/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SEI INVESTMENTS DISTRIBUTION CO.
SEI FINANCIAL SERVICES COMPANY | SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
One Freedom Valley Drive, Oaks, PA 19456
Mailing Address
One Freedom Valley Drive, Oaks, PA 19456
Phone number
(610) 676-1000
Established
Pennsylvania since 07/20/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 |
| DORAN, WILLIAM M | DIRECTOR | 1476724 |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
