Ruslan Levin
Professional summary
Ruslan Levin is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California.
Ruslan is registered as a RR (Registered Representative) and started their career in finance in 1998. Ruslan has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ruslan Levin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2018 - Present
GLENDALE SECURITIES, INC.
Office #1: 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403August 25, 2004 - February 13, 2018
NATIONAL PLANNING CORPORATION
February 10, 2004 - September 9, 2004
NATIONAL CLEARING CORP.
May 30, 2002 - September 4, 2003
BROWNCO, LLC
October 4, 2000 - June 7, 2002
DREYFUS BROKERAGE SERVICES, INC.
April 1, 1999 - September 21, 2000
TD AMERITRADE, INC.
December 14, 1998 - March 23, 1999
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/6/2000
Limited Representative-Equity Trader ExamFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
