Christopher Michael Rowe
Professional Summary
Christopher Michael Rowe is a registered financial advisor currently at GLENDALE SECURITIES, INC. located in Austin, Texas and TECHSPEED CLEARING LLC located in Austin, Texas. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 6 firms and has passed the Series 66, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
TECHSPEED CLEARING | TECHSPEED CLEARING LLC
Contact Information
Main Address
16479 Dallas Parkway Suite 135, Addison, TX 75001Mailing Address
16479 Dallas Parkway Suite 135, Addison, TX 75001Phone Number
(562) 818-1212Established
Delaware since 03/04/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL PACIFIC GROUP | MEMBER | — |
| FINTEX FINANCIAL, INC. | MEMBER | — |
| CASTILLO, GEORGE ALBERTO | PRESIDENT, PRINCIPAL, ROSFP | — |
| FLESCHE, PAUL ERIC | CEO, PRINCIPAL, FINOP, PFO | — |
| ROWE, CHRISTOPHER MICHAEL | CCO, COO, AMLCO, POO | 5562884 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2021About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2013Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2017About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2017About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Rowe's CRS (Customer Relationship Summary).
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