Richard Wright Barber
Professional Summary
Richard Wright Barber, who also goes by Rich Barber, is a registered financial advisor currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California. Richard is registered as a RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 12 firms and has passed the Series 63, Series 55, Series 7, Series 6, Series 27, Series 24, Series 14, Series 8 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rich Barber
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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MORGAN STANLEY
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Current Firm
GLENDALE SECURITIES, INC.
Contact Information
Main Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403Mailing Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403Phone Number
(818) 907-1505Established
California since 08/19/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2005Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1990About the Series 6 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1993Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 1990About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Wright Barber's CRS (Customer Relationship Summary).
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