Paul Eric Flesche
Professional Summary
Paul Eric Flesche, who also goes by Eric Flesche, is a registered financial advisor currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California and SPARTAN CAPITAL SECURITIES, LLC located in New York, New York. Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 79, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Flesche
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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MORGAN STANLEY
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Current Firm
TECHSPEED CLEARING | TECHSPEED CLEARING LLC
Contact Information
Main Address
16479 Dallas Parkway Suite 135, Addison, TX 75001Mailing Address
16479 Dallas Parkway Suite 135, Addison, TX 75001Phone Number
(562) 818-1212Established
Delaware since 03/04/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL PACIFIC GROUP | MEMBER | — |
| FINTEX FINANCIAL, INC. | MEMBER | — |
| CASTILLO, GEORGE ALBERTO | PRESIDENT, PRINCIPAL, ROSFP | — |
| FLESCHE, PAUL ERIC | CEO, PRINCIPAL, FINOP, PFO | — |
| ROWE, CHRISTOPHER MICHAEL | CCO, COO, AMLCO, POO | 5562884 |
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MORGAN STANLEY
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MORGAN STANLEY
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State Registrations and Notice Filings
(8/12/2008)
(9/13/2016)
(9/13/2016)
(6/2/2008)
(10/7/2005)
(11/23/2005)
(3/14/2008)
(4/8/2015)
(9/11/2026)
(3/14/2008)
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(9/13/2016)
(12/6/2021)
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(9/13/2016)
(7/10/2008)
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(5/28/2008)
(5/24/2011)
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(9/13/2016)
(3/14/2008)
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(5/28/2008)
(1/12/2026)
(11/23/2005)
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(5/22/2008)
(5/23/2008)
(3/14/2008)
(1/27/2006)
(4/8/2008)
(5/22/2008)
(3/25/2008)
(11/5/2007)
(9/13/2016)
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(5/23/2008)
(8/24/2009)
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(5/22/2008)
(9/4/2026)
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(3/14/2008)
(5/22/2008)
(9/14/2026)
(8/5/2008)
(3/14/2008)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Feb 2011About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2002About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Eric Flesche's CRS (Customer Relationship Summary).
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