Todd Mitchell Simkin
Professional Summary
Todd Mitchell Simkin is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania. Todd is registered as a RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 7 firms and has passed the Series 52TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC
Contact Information
Main Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122Mailing Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122Phone Number
(610) 617-2600Established
Delaware since 08/31/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jul 2024About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 1999SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Todd Mitchell Simkin's CRS (Customer Relationship Summary).
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