Charlie George
Professional summary
Charlie George, who also goes by Charlie Lee George Jr., Charlie Lee George Jr, Charlie Lee George, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina and GREEN PIER FINTECH LLC located in New York City, New York.
Charlie is registered as a RR (Registered Representative) and started their career in finance in 2000. Charlie has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charlie George's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709September 5, 2024 - Present
GREEN PIER FINTECH LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019September 5, 2024 - Present
DIGITAL BROKERAGE SERVICES LLC
Office #1: 100 New Milennium Way, Durham, NC 27709September 5, 2024 - Present
FIDELITY PRIME FINANCING
Office #1: 640 Fifth Avenue, New York City, NY 10019September 5, 2024 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 100 New Milennium Way, Durham, NC 27709September 5, 2024 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709February 12, 2004 - April 26, 2005
RAYMOND JAMES & ASSOCIATES, INC.
February 11, 2004 - April 26, 2005
RAYMOND JAMES & ASSOCIATES, INC.
March 6, 2002 - June 17, 2003
EQUITABLE ADVISORS, LLC
August 21, 2000 - May 21, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CREEDON, ADAM J | INTERIM CHIEF COMPLIANCE OFFICER | 5417517 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Durham, NC 27709TRUST BUT VERIFY
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