Iain D. Wilson

CRITO CAPITAL LLC

London, SW1E 5BY

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CRD#: 3069883

Professional summary

Iain David Wilson, who also goes by Iain David David Wilson, is a registered financial professional currently at CRITO CAPITAL LLC .

Iain is registered as a RR (Registered Representative) and started their career in finance in 1998. Iain has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Iain David David Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Iain David Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2022 - Present

CRITO CAPITAL LLC

Office #1: 11 Bressenden Place 6th Floor, London, SW1E 5BY

RIA

CRD#: 161724

London,

Past

January 20, 2020 - December 7, 2020

PEEL HUNT INC.

CRD#: 157321

NEW YORK, NY

Past

December 10, 2009 - March 19, 2018

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

October 22, 2008 - August 7, 2009

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

June 15, 2004 - October 16, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 24, 2002 - April 28, 2004

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

October 20, 1998 - July 18, 2002

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/7/2022)

Exams

State Security Law Exam

Series 63

Date: 2/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CRITO CAPITAL LLC

CRD#: 161724 / SEC#: , 8-69050

Connecticut

Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

8 Wright Street Suite 107, Westport, CT 06880

Mailing Address

8 Wright Street Suite 107, Westport, CT 06880

Phone number

(203) 423-5600

Established

Connecticut since 05/23/2011

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CRITO HOLDINGS LLC	SOLE OWNER OF CRITO CAPITAL LLC
BEATON, DANIEL STEWART	FINOP	4240769
GESKE, DAVID MICHAEL	MANAGING PRINCIPAL	2514685
GILLMAN, THEODORE JONES	MANAGING PRINCIPAL, EXECUTIVE REP.	2498623
MARSHALL, ANN MARIE	PRINCIPAL	6298134
OLEKSIW, EUNICE	CHIEF COMPLIANCE OFFICER	3110818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Iain D. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Iain David Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEEL HUNT INC.

UBS SECURITIES LLC

ABN AMRO INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES INC.

COMMERZ MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/2002

SIE

Date: 3/19/2018

Series 7

Date: 7/18/1998

FINRA

Current Firm

CRITO CAPITAL LLC

Contact information

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRITO CAPITAL LLC

TRUST BUT VERIFY

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