Brian Keith Schaeffer
Professional Summary
Brian Keith Schaeffer, who also goes by Brian Keith Schaeffer Mr., is a registered financial advisor currently at VELOCITY CLEARING, LLC located in New York, New York and TOR BROKERAGE LLC located in Hazlet, New Jersey. Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 9 firms and has passed the Series 57TO, SIE, Series 21, Series 25, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Keith Schaeffer Mr.
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
TOR BROKERAGE LLC
Contact Information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730Phone Number
(732) 375-2459Established
Delaware since 02/09/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/23/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 21 — NYSE Front Line Specialist Clerk
Passed Sep 2002Series 25 — NYSE Trading Assistant Examination
Passed Mar 2000SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Keith Schaeffer's CRS (Customer Relationship Summary).
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