Stuart David Appelson
Professional Summary
Stuart David Appelson is a registered financial advisor currently at FELDSTEIN FINANCIAL GROUP, LLC located in Basking Ridge, New Jersey and ARDOUR CAPITAL INVESTMENTS, LLC located in Long Beach, New York. Stuart is registered as a RR (Registered Representative) and started their career in finance in 1991. Stuart has worked at 29 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 9, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
STRAUS CAPITAL, LLC | STRAUS, JAMES ANDREW
Contact Information
Main Address
50 Princeton-hightstown Road Suite J, Princeton Junction, NJ 08550Mailing Address
50 Princeton-hightstown Road (suite J), Princeton Junction, NJ 08550Phone Number
(609) 799-0390Established
New Jersey since 04/26/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
1FINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/24/2003)
(12/11/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jun 2023About the Series 79TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1997SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stuart David Appelson's CRS (Customer Relationship Summary).
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