Alfred J. Bacchi
Professional summary
Alfred James Bacchi, who also goes by Alfred James Bacchi III, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Charlotte, North Carolina.
Alfred is registered as a RR (Registered Representative) and started their career in finance in 1998. Alfred has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alfred James Bacchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2025 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 101 S. Tryon St Suite 1810, Charlotte, NC 28280July 21, 2015 - December 2, 2024
REGIONS SECURITIES LLC
November 1, 2010 - August 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 1998 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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