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Daniel Kevin Mcmahon

HASI SECURITIES
ANNAPOLIS, MD
·CRD# 3038849·28 years experience

Professional Summary

Daniel Kevin Mcmahon is a registered financial advisor currently at HASI SECURITIES LLC located in Annapolis, Maryland. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 2 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 79, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

HASI SECURITIES LLC·CRD# 154669
BD
1. One Park Place Suite 200, Annapolis, MD 214012. Key West, FL3. 24 West 40th Street Suite 900, New York, NY 10018
February 1, 2011 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Baltimore, MD
May 14, 1998 - July 12, 2000

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Current Firm

HS
HASI SECURITIES LLC

HANNON ARMSTRONG SECURITIES, LLC | HASI SECURITIES, LLC | HASI SECURITIES LLC

CRD#: 154669 / SEC#: 8-68659
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

One Park Place Suite 200, Annapolis, MD 21401

Mailing Address

One Park Place Suite 200, Annapolis, MD 21401

Phone Number

(410) 571-6167

Established

Maryland since 07/22/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HAT HOLDINGS I LLCSOLE MEMBER—
MCCORMACK, BRIAN ANDREWOCCO1600487
MCMAHON, DANIEL KEVINCHIEF EXECUTIVE OFFICER3038849
MCMAHON, DANIEL KEVINCOO, MANAGING PRINCIPAL, PRINCIPAL OPERATIONS OFFICER3038849
SERRA, CARL ANTHONY IIIFINOP3179039

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/30/2011)
RR
Florida
(9/8/2022)
RR
Maryland
(3/15/2011)
RR
New York
(4/5/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Dec 2025About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1998About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Kevin Mcmahon's CRS (Customer Relationship Summary).

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