Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

BM

Brian Andrew Mccormack

HASI SECURITIES

ANNAPOLIS, MD

·CRD# 1600487·39 years experience

Professional Summary

Brian Andrew Mccormack is a registered financial advisor currently at HASI SECURITIES LLC located in Annapolis, Maryland and MOONFARE SECURITIES USA located in New York, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 11 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 10, Series 9, Series 53, Series 14, Series 8, Series 24 and Series 27...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

Years of Experience

39 years in the financial services industry

Current & Past Employments

HASI SECURITIES LLC·CRD# 154669

BD

One Park Place Suite 200, Annapolis, MD 21401

January 20, 2026 - Present

MOONFARE SECURITIES USA·CRD# 325838

BD

12th E 49th Street Floor 11, New York, NY 10017

October 2, 2026 - Present

REPUBLIC CAPITAL GROUP·CRD# 334963

BD

New York, NY

August 1, 2025 - February 19, 2026

FUTU CLEARING INC·CRD# 298769

BD

Dallas, TX

September 13, 2022 - October 17, 2024

ALPACA SECURITIES LLC·CRD# 288202

BD

San Mateo, CA

September 30, 2021 - September 9, 2022

DAVENPORT & COMPANY LLC·CRD# 1588

BD

Richmond, VA

June 3, 2009 - September 27, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025

BD

St. Louis, MO

October 27, 2008 - June 4, 2009

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

Glen Allen, VA

September 19, 2005 - June 4, 2009

FIRST CLEARING, LLC·CRD# 17344

BD

Glen Allen, VA

October 16, 1998 - June 4, 2009

FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124

BD

Charlotte, NC

October 19, 1992 - January 28, 1999

CRESTAR SECURITIES CORPORATION·CRD# 17464

BD

Richmond, VA

July 2, 1987 - September 23, 1989

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

Current Firm

MS

MOONFARE SECURITIES USA

MOONFARE SECURITIES USA | MOONFARE SECURITIES USA LLC

CRD#: 325838 / SEC#: 8-71091

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

12th E 49th Street Floor 11, New York, NY 10017

Mailing Address

12th E 49th Street Floor 11, New York, NY 10017

Phone Number

(929) 209-6942

Established

Delaware since 10/28/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MOONFARE USA HOLDINGS LLC	OWNER	—
ABBRUZZESE, EMILY COPELAND	PRINCIPAL FINANCIAL OFFICER/ FINOP	4606343
MCCORMACK, BRIAN ANDREW	CHIEF COMPLIANCE OFFICER	1600487
SINGH, KUMAR	PRINCIPAL	6577670

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Maryland
(6/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1998About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1999About the Series 53 exam

Series 14 — Compliance Officer Examination

Passed Apr 1999About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1999

Series 24 — General Securities Principal Examination

Passed Sep 1998About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1987About the Series 27 exam

FINRA

SRO Registrations

FINRA

SRO Registrations

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Brian Andrew Mccormack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Amanda Marie Earlywine

HUMAN INVESTING

LAKE OSWEGO, OR · CRD#

Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

BM

Follow Brian

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required