TM
Thomas D. Morton
STATE FARM INVESTMENT MANAGEMENT
Pineville, NC 28134
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CRD#: 3035830
TM
Thomas Darin MortonSTATE FARM INVESTMENT MANAGEMENT
Professional summary
Thomas Darin Morton, who also goes by Darin Morton, Mort Morton, T Darin Morton, Thomas Darin Morton, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Pineville, North Carolina and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Darin Morton | Mort Morton | T Darin Morton | Thomas Darin Morton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Co-Executor on Estate; INVESTMENT-RELATED; 1103 N Independence Ave, Independence VA 24348; 05/20/2019; Preparing estate for probate and named coexecutor of trust after estate settled; 4;1; Pay bills and cosigner on the checking account. Review bank statements. 2) North Carolina State Farm Agents and Associates; 2600 Two Hannover Squarer Raleigh NC 27601; Membership/Civic/Fraternal Organization; Board Member; 05/01/2008; 0;0; Political Action Committee. 3) Queens University of Charlotte; non-investment-related; 1900 Selwyn Ave Charlotte, NC 28274; 06/01/2012; Adjunct Professor; 12;3; Employee. 4) Online Learning No One Told Me That LLC; Non-Investment-Related; 9409 Stoney Hill Charlotte, NC 28277; 09/01/2018; Education Online Learning; 15;3; Review bank statements, Control of the checkbook; Make deposits in the checking account, Pay bills and cosigner on the checking account. 5) Buck Wild LLC; non-investment-related; 9409 Stoney Hill Lane, Charlotte, NC 28277; Investment or Commercial Property; partner; 5/12/2021; 2; 0; none. 6) REA FARMS STEAM SCHOOL; non-investment-related; 11532 Golf Links dr, Charlotte, NC 28277; education; employee; 11/10/2021; 22; 0; FUNDRAISING WILL BE A MINIMUM, WILL BE HANDLED BY SCHOOL PERSONNEL, PTA, & PARENTS. 7) T Darin Morton's Insurance Agency; Insurance Agency; Investment-related; 618 Main St Pineville, NC 28134-7371; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/1993; 80; 80; Service customers and supervise employees 8) Darin Morton - Property #1 (Personally Held Real Estate); Investment-related; 404 A Wakefield Drive Charlotte, NC 28209; Investment or Commercial Property; Owner; none; 9/1/2016; 1; 0; Duties: rental property, personal 9) Darin Morton - Property #2 (Personally Held Real Estate); Investment-related; 280 wolf hill lane Independence, VA 24348; Investment or Commercial Property; Owner; none; 8/1/2009; 1; 0; Duties: cell tower 2 10) Darin Morton - Property #3 (Personally Held Real Estate); Investment-related; 106 franklin St Pineville NC 28134; Investment or Commercial Property; Owner; none; 10/18/2013; 1; 0; Duties: rental home, personal 11) Darin Morton - Property #4 (Personally Held Real Estate); Investment-related; 280 wolf hill lane independence, VA 24348; Investment or Commercial Property; Owner; none; 4/1/2004; 1; 0; Duties 12) Darin Morton - Property #5 (Personally Held Real Estate); Investment-related; 354 Hilltop Dr Independence, VA 24348; Investment or Commercial Property; Owner; none; 7/1/1999; 1; 0; Duties: rental property, personal 13) Darin Morton - Property #6 (Personally Held Real Estate); Investment-related; 101 Circle Pond Ln Independence, VA 24348; Investment or Commercial Property; Owner; none; 2/1/2024; 1; 0; Duties: Cattle holding pen
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Darin Morton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 618 Main St, Pineville, NC 28134RIA
CRD#: 3487
Pineville, NC
Current
January 26, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Past
August 9, 2018 - February 21, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Pineville, NC
Past
July 6, 1998 - February 21, 2019
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(1/26/2021)
IAR
North Carolina(3/5/2021)
RR
South Carolina(2/23/2021)
IAR
South Carolina(3/5/2021)
RR
Virginia(2/23/2021)
IAR
Virginia(3/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
