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CRD#: 43036
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STATE FARM VP MANAGEMENT CORP. is located at One State Farm Plaza, Bloomington, IL 61710-0001 and was first established at Chicago, Delaware in 11/27/1996. After operating for 29 years, STATE FARM VP MANAGEMENT CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STATE FARM VP MANAGEMENT CORP.’s clients are individuals and 0% of their clients are high net worth individuals. STATE FARM VP MANAGEMENT CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STATE FARM VP MANAGEMENT CORP. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 7 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STATE FARM VP MANAGEMENT CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STATE FARM VP MANAGEMENT CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for STATE FARM VP MANAGEMENT CORP. Comes From

Understanding the Statistics for STATE FARM VP MANAGEMENT CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7

FIRM INFORMATION

Main Address
One State Farm Plaza, Bloomington, IL 61710-0001
Mailing Address
One State Farm Plaza, Bloomington, IL 61710-0001
Firm Size
Large
Phone Number
(833) 430-8518
Established
Delaware since 11/27/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STATE FARM INVESTMENT MANAGEMENTSHAREHOLDER3487
COOK, KRISTYNEXECUTIVE VICE PRESIDENT AND DIRECTOR4215717
FARNEY, JON CHARLESPRESIDENT AND DIRECTOR2839964
GHANBARPOUR, ARASHVICE PRESIDENT AND DIRECTOR5129325
HINTZ, SCOTT ALEXANDERVICE PRESIDENT - FINANCIAL AND SECRETARY2004555
LUDWIG, TERRENCE MICHAELCHIEF COMPLIANCE OFFICER AND TREASURER3231040
MINEAU, SARAHSENIOR VICE PRESIDENT AND DIRECTOR4634160
MONTGOMERY, BRADLEY DOYLESENIOR VICE PRESIDENT AND DIRECTOR2913835
PRESTON, BRIAN LYNNANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER4312143
WILLARD, DANIEL NELSONASSISTANT SECRETARY AND COUNSEL5207081

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Advisor's working at STATE FARM VP MANAGEMENT CORP.

Liston Thomas Gainey

Liston Thomas Gainey

Liston Thomas Gainey
IAR
RR
CRD#: 7096683
Location:
North Augusta, SC
Company:
STATE FARM INVESTMENT MANAGEMENT CORP.
Disclosures:
Experience:
6 years
View Profile
Vincent James Sica

Vincent James Sica

Vincent J Sica, Vincent James Sica
IAR
RR
CRD#: 2731298
Location:
Staten Island, NY 10306
Company:
STATE FARM INVESTMENT MANAGEMENT CORP.
Disclosures:
Experience:
28 years
View Profile
Jeffrey Lee Lambert

Jeffrey Lee Lambert

IAR
RR
CRD#: 2922273
Location:
Swanton, OH 43558-1409
Company:
STATE FARM INVESTMENT MANAGEMENT CORP.
Disclosures:
Experience:
28 years
View Profile
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