Stephen Francis Marx
Professional Summary
Stephen Francis Marx, who also goes by Steve Marx, is a registered financial advisor currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 10, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Marx
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME
Contact Information
Main Address
111 W. 19th Street 7th Floor, New York, NY 10011Mailing Address
111 W. 19th Street 7th Floor, New York, NY 10011Phone Number
(646) 834-5623Established
Delaware since 10/04/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RIPPLE PRIME CIV US BD HOLDCO LLC | PARENT COMPANY | — |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| FREY, KRISTOPHER SEAN | CHIEF FINANCIAL OFFICER | 4797346 |
| KNECHT, JOHN ELIOT | FINOP | 7192538 |
| MARX, STEPHEN FRANCIS | PRINCIPAL OPERATIONS OFFICER | 3026541 |
| MEHTA, HINA | GENERAL COUNSEL | 4184546 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/5/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Francis Marx's CRS (Customer Relationship Summary).
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