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MA

Marc Edward Asch

HIDDEN ROAD PARTNERS CIV US
NEW YORK, NY
·CRD# 5565083·17 years experience

Professional Summary

Marc Edward Asch is a registered financial advisor currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York. Marc is registered as a RR (Registered Representative) and started their career in finance in 2009. Marc has worked at 3 firms and has passed the Series 63, Series 7TO, Series 3, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

HIDDEN ROAD PARTNERS CIV US LLC·CRD# 331954
BD
1. 111 W. 19th Street 7th Floor, New York, NY 100112. 111. W. 19th Street 7th Floor, New York, NY 10011
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC·CRD# 299659
BD
New York, NY
January 13, 2020 - February 15, 2022
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
August 13, 2009 - January 20, 2011

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Current Firm

HR
HIDDEN ROAD PARTNERS CIV US LLC

HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME

CRD#: 331954 / SEC#: 8-71259
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

111 W. 19th Street 7th Floor, New York, NY 10011

Mailing Address

111 W. 19th Street 7th Floor, New York, NY 10011

Phone Number

(646) 834-5623

Established

Delaware since 10/04/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
RIPPLE PRIME CIV US BD HOLDCO LLCPARENT COMPANY—
ASCH, MARC EDWARDCHIEF EXECUTIVE OFFICER5565083
CIPOLLONE, BRIAN MICHAELPRINCIPAL OPERATIONS OFFICER2982507
DISTELL, GARY NEILCHIEF COMPLIANCE OFFICER1540489
FREY, KRISTOPHER SEANCHIEF FINANCIAL OFFICER4797346
KNECHT, JOHN ELIOTFINOP7192538
MEHTA, HINAGENERAL COUNSEL4184546

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2009About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2024About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Mar 2021About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marc Edward Asch's CRS (Customer Relationship Summary).

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MA
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