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Carl Joseph Lanzisera

FEDERATED SECURITIES

HUNTINGTON, NY

·CRD# 302342·64 years experience

Professional Summary

Carl Joseph Lanzisera is a registered financial advisor currently at FEDERATED SECURITIES, INC. located in Huntington, New York. Carl is registered as a RR (Registered Representative) and started their career in finance in 1966. Carl has worked at 11 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 1, Series 27, Series 53, Series 14, Series 24, Series 4, F04 and Series 40 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

FEDERATED SECURITIES, INC.·CRD# 5050

BD

1. 680 Park Avenue, Huntington, NY 117432. 680 Park Avenue, Huntington, NY 11743

December 14, 1998 - Present

ALEXANDER CAPITAL, L.P.·CRD# 40077

BD

Red Bank, NJ

August 1, 2006 - January 4, 2010

KEDEM CAPITAL CORPORATION·CRD# 18178

BD

Melville, NY

December 15, 1998 - December 31, 2001

MEYERS POLLOCK ROBBINS, INC.·CRD# 13436

BD

New York, NY

February 17, 1994 - October 31, 1997

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025

BD

St. Louis, MO

June 29, 1993 - February 17, 1994

ROBERT TODD FINANCIAL CORP.·CRD# 7423

BD

New York, NY

April 12, 1989 - November 2, 1993

HAMILTON, GRANT & COMPANY, INC.·CRD# 15348

BD

May 13, 1988 - October 11, 1988

INDIVIDUAL'S SECURITIES LTD.·CRD# 7279

BD

November 3, 1976 - March 2, 1990

THOMSON MCKINNON SECURITIES INC.·CRD# 829

BD

September 19, 1974 - December 18, 1976

W. E. HUTTON & CO.·CRD# 861

BD

September 22, 1972 - October 10, 1974

BACHE & CO INCORPORATED·CRD# 7058

BD

February 8, 1966 - October 11, 1972

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Current Firm

FS

FEDERATED SECURITIES, INC.

FEDERATED SECURITIES, INC.

CRD#: 5050 / SEC#: 8-15644

BD

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

680 Park Avenue, Huntington, NY 11743

Mailing Address

P.o. Box 2679, Huntington Station, NY 11746-0531

Phone Number

(631) 421-4499

Established

New Jersey since 03/02/1970

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GOLDSMITH, DENISE CAROLYN	SECRETARY	1564417
KING, JUDITH CAROLE	CHAIRPERSON	1023755
LANZISERA, CARL JOSEPH	PRESIDENT OPTIONS PRINCIPLE	302342
LANZISERA, CARL JOSEPH	CHIEF COMPLIANCE OFFICER	302342

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(3/10/1999)

RR

Connecticut
(5/4/2020)

RR

Florida
(12/16/1998)

RR

Georgia
(11/2/2020)

RR

New Jersey
(12/15/1998)

RR

New York
(12/21/1998)

RR

Ohio
(6/19/2018)

RR

Pennsylvania
(1/30/2014)

RR

Texas
(4/2/2009)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1979About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Aug 1962

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1979About the Series 4 exam

F04 — Financial Principal Examination

Passed Sep 1976

Series 40 — Registered Principal Examination

Passed Sep 1976

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Carl Joseph Lanzisera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CL

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