Denise Carolyn Goldsmith
Professional Summary
Denise Carolyn Goldsmith, who also goes by Denise Carolyn King, is a registered financial advisor currently at FEDERATED SECURITIES, INC. located in Huntington, New York. Denise is registered as a RR (Registered Representative) and started their career in finance in 1987. Denise has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Denise Carolyn King
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
FEDERATED SECURITIES, INC.
Contact Information
Main Address
680 Park Avenue, Huntington, NY 11743Mailing Address
P.o. Box 2679, Huntington Station, NY 11746-0531Phone Number
(631) 421-4499Established
New Jersey since 03/02/1970Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Denise Carolyn Goldsmith's CRS (Customer Relationship Summary).
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