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Kimberly March

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Bradenton, FL
·CRD# 3018955·28 years experience

Professional Summary

Kimberly March is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Bradenton, Florida. Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kimberly has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Current

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLCCurrent·CRD# 20472
RIA
BD
1. Bradenton, FL2. 6151 Lake Osprey Drive 3rd Floor, Sarasota, FL 34240
January 12, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLCCurrent·CRD# 20472
RIA
BD
6151 Lake Osprey Drive 3rd Floor, Sarasota, FL 34240
January 11, 2024 - Present

Past

PERSHING LLCPast·CRD# 7560
BD
Jersey City, NJ
April 4, 2000 - August 15, 2002
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
New York, NY
November 3, 2000 - July 12, 2001
ABN AMRO INCORPORATEDPast·CRD# 15776
BD
Stamford, CT
May 14, 1998 - August 31, 1999

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Current Firm

TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES

CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

730 Third Avenue, New York, NY 10017-3206

Mailing Address

8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500

Phone Number

(704) 988-3565

Established

Delaware since 01/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

1,293

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADVICE & PLANNING SERVICES PORTFOLIO ADVISOR WRAP FEE PROGRAM - MARCH 31, 2026 (4/21/2026)

Direct owners and executive officers

NamePositionCRD#
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICASOLE OWNER OF APPLICANT—
ABBOTT, ROSS HAMLETCHIEF OPERATING OFFICER, ELECTED MANAGER2756063
BARNHILL, HELEN GWYNCHIEF LEGAL OFFICER2574877
BELLUCCI, RAYMOND JOHNELECTED MANAGER1807977
D AMBROSI, JULIAN MAUROPRESIDENT, CEO, ELECTED MANAGER4729324
DEATS, JAMES JELECTED MANAGER4895304
HEASLIP, DEREK JAMESELECTED MANAGER6318596
INTIHAR, JEREMY ROSSCHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER5040823
LEWIS, BENJAMIN HERBERTELECTED MANAGER1687894
MUKHERJEE, NILADRIELECTED MANAGER5227234
OVHORI, ELOHO ISIMEMECHIEF FINANCIAL OFFICER8201407
SARAVANAN, SHANKARVICE PRESIDENT, ELECTED MANAGER7789140
STICKROD, CHRISTOPHER EUGENEELECTED MANAGER4627958
WEINSTEIN, SCOTT WILLIAMCHIEF COMPLIANCE OFFICER - BROKER DEALER4324014

Regulatory Assets Under Management

Total Number of Accounts

72,503

AUM (Assets Under Management)

$37,928,601,788

Disclosures

Regulatory Event

8

Arbitration

4

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/23/2026Cover PageReport
01/22/2026Cover PageReport
01/23/2025Cover PageReport
12/13/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IMPACT100 SRQ POSITION: Financial Review Committee member & possibly Focus Group member NATURE: mpact100 SRQ seeks to benefit the communities of Sarasota & Manatee Counties by annually awarding at least one high-impact grant to fund innovative, meaningful projects. The concept is simple: The annual $1,000 donationfromImpact100 SRQ members fund the grants. The number and size of grants given is dependent on the number of members. The goal is to give incremental grants of at least $100,000 each year to nonprofit organizations serving Sarasota & Manatee Counties. Membership is open to all women age18 and over and is renewable annually. Nonprofits complete an eligibility form and then may receive an invitation to apply for a grant in one of five focus areas: Arts, Culture & History; Education; Environment, Recreation & Animal Welfare; Family; and Health & Wellness. The proposed initiative must predominantly serve the Sarasota or Manatee County communities. Members of Impact100 SRQ may choose to volunteer to serve on committees that evaluate the grant applications and select a finalist or finalists in each area. Finalists are chosen and a representative of each of the finalists gives a brief presentation of their organization's initiative proposal at the annual meeting of Impact100 SRQ. The entire membership of Impact100 SRQ votes to select the grant recipient(s). Recipient organizations are given 24 months to complete their projects. Funds are disbursed as programs are implemented INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2026 ADDRESS: P.O. BOX 49887, Sarasota FL 34230, United States DESCRIPTION: Focus Area Committee (FAC) members with experience reviewing and understanding financial documents are encouraged to volunteer on the Financial Review Committee (FRC) for their FAC. FRC members receive training and attend meetings with the FRC team. While the FAC members independently review the applications, the FRC team, led by an FRC Chair, reviews the applicants' financial statements and initiative budgets. They report their findings to the Focus Area Committee (FAC), including questions for the Site Visit Teams for those organizations moving forward in the process. FRC members are welcome to work on Preliminary Reviews (ensuring all required documents are submitted) and/or the in-depth Financial Reviews.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES

CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/11/2024)
IAR
Alabama
(6/25/2026)
RR
Connecticut
(10/17/2024)
RR
Florida
(1/11/2024)
IAR
Florida
(1/12/2024)
RR
Minnesota
(7/4/2024)
RR
Missouri
(10/31/2025)
RR
New Jersey
(4/22/2025)
RR
New York
(2/27/2025)
RR
North Carolina
(6/24/2026)
RR
Ohio
(8/20/2024)
RR
Texas
(6/24/2026)
IAR
Texas
(6/24/2026)
RR
Utah
(6/24/2026)
RR
Virginia
(10/22/2024)
RR
West Virginia
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kimberly March's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Kimberly March's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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