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RJ

Ryan Patrick Joseph

REVL SECURITIES
PHILADELPHIA, PA
·CRD# 3017745·27 years experience

Professional Summary

Ryan Patrick Joseph, who also goes by Ryan P Joseph, is a registered financial advisor currently at REVL SECURITIES, LLC located in Philadelphia, Pennsylvania. Ryan is registered as a RR (Registered Representative) and started their career in finance in 1999. Ryan has worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan P Joseph

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

REVL SECURITIES, LLC·CRD# 269839
BD
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
October 22, 2018 - Present
MOSAIC CAPITAL, LLC·CRD# 171587
BD
New York, NY
February 11, 2015 - October 10, 2018
MOUNTAINVIEW SECURITIES, LLC·CRD# 7882
BD
Denver, CO
March 28, 2014 - January 30, 2015
GREAT PACIFIC SECURITIES·CRD# 29251
BD
Cape May Court House, NJ
July 10, 2012 - June 18, 2013
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Cape May Court House, NJ
April 20, 2012 - July 18, 2012
ODEON CAPITAL GROUP LLC·CRD# 148493
BD
New York, NY
February 1, 2012 - March 1, 2012
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
November 19, 2010 - January 4, 2012
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
April 21, 2010 - September 8, 2010
AUSTIN ATLANTIC CAPITAL INC.·CRD# 43981
BD
Summit, NJ
February 10, 2009 - April 5, 2010
SINCLAIR & COMPANY, LLC·CRD# 133754
BD
Darien, CT
August 14, 2008 - February 11, 2009
POTOMAC SECURITIES, LLC·CRD# 144443
BD
Philadelphia, PA
January 7, 2008 - June 10, 2009
ALLY SECURITIES LLC·CRD# 25988
BD
Bethesda, MD
May 10, 2007 - October 22, 2007
SOVEREIGN SECURITIES CORPORATION, LLC·CRD# 112638
BD
Philadelphia, PA
May 18, 2004 - August 4, 2006
FERRIS, BAKER WATTS, LLC·CRD# 285
BD
Baltimore, MD
November 26, 2002 - May 19, 2004
HANOVER CAPITAL SECURITIES INC.·CRD# 24706
BD
Iselin, NJ
August 27, 2002 - September 30, 2002
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
July 26, 1999 - February 14, 2001
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
San Juan Capistrano, CA
April 13, 1999 - July 16, 1999

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Current Firm

RS
REVL SECURITIES, LLC

REVL | REVL SECURITIES, LLC | REVL CAPITAL GROUP LLC

CRD#: 269839 / SEC#: 8-69634
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103

Mailing Address

1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103

Phone Number

(215) 372-2305

Established

Delaware since 03/02/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
REVL CAPITAL GROUP, LLCSHAREHOLDER—
PAPATHEOHARIS, DIMITRIOSCEO. CCO5542467
SWANSEN, THEODOR ARTHURFINOP5790706

Disclosures

Civil Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(10/22/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Patrick Joseph's CRS (Customer Relationship Summary).

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