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RJ

Ryan P. Joseph

REVL SECURITIES
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 3017745
RJ

Professional summary


Ryan Patrick Joseph, who also goes by Ryan P Joseph, is a registered financial professional currently at REVL SECURITIES, LLC located in Philadelphia, Pennsylvania.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 1999. Ryan has worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan P Joseph

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Patrick Joseph's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 22, 2018 - Present

REVL SECURITIES, LLC

Office #1: 1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
BD
CRD#: 269839
Philadelphia, PA
Past

February 11, 2015 - October 10, 2018

MOSAIC CAPITAL, LLC

BD
CRD#: 171587
NEW YORK, NY
Past

March 28, 2014 - January 30, 2015

MOUNTAINVIEW SECURITIES, LLC

BD
CRD#: 7882
DENVER, CO
Past

July 10, 2012 - June 18, 2013

GREAT PACIFIC SECURITIES

BD
CRD#: 29251
CAPE MAY COURT HOUSE, NJ
Past

April 20, 2012 - July 18, 2012

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
CAPE MAY COURT HOUSE, NJ
Past

February 1, 2012 - March 1, 2012

ODEON CAPITAL GROUP LLC

BD
CRD#: 148493
NEW YORK, NY
Past

November 19, 2010 - January 4, 2012

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

April 21, 2010 - September 8, 2010

AURIGA USA, LLC

BD
CRD#: 121731
NEW YORK, NY
Past

February 10, 2009 - April 5, 2010

AUSTIN ATLANTIC CAPITAL INC.

BD
CRD#: 43981
SUMMIT, NJ
Past

August 14, 2008 - February 11, 2009

SINCLAIR & COMPANY, LLC

BD
CRD#: 133754
DARIEN, CT
Past

January 7, 2008 - June 10, 2009

POTOMAC SECURITIES, LLC

BD
CRD#: 144443
PHILADELPHIA, PA
Past

May 10, 2007 - October 22, 2007

ALLY SECURITIES LLC

BD
CRD#: 25988
BETHESDA, MD
Past

May 18, 2004 - August 4, 2006

SOVEREIGN SECURITIES CORPORATION, LLC

BD
CRD#: 112638
PHILADELPHIA, PA
Past

November 26, 2002 - May 19, 2004

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
BALTIMORE, MD
Past

August 27, 2002 - September 30, 2002

HANOVER CAPITAL SECURITIES INC.

BD
CRD#: 24706
ISELIN, NJ
Past

July 26, 1999 - February 14, 2001

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

April 13, 1999 - July 16, 1999

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(10/22/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 9/13/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RS
REVL SECURITIES, LLC
REVL | REVL SECURITIES, LLC | REVL CAPITAL GROUP LLC

CRD#: 269839 / SEC#: , 8-69634

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
Mailing Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
Phone number
(215) 372-2305
Established
Delaware since 03/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
REVL CAPITAL GROUP, LLCSHAREHOLDER
PAPATHEOHARIS, DIMITRIOSCEO. CCO5542467
SWANSEN, THEODOR ARTHURFINOP5790706

Disclosures


Civil Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REVL SECURITIES, LLC

CRD#: 269839Philadelphia, PA 19103

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