Carole Angela Bonina
Professional Summary
Carole Angela Bonina is a registered financial advisor currently at EASTDIL SECURED ADVISORS LLC located in San Francisco, California. Carole is registered as a RR (Registered Representative) and started their career in finance in 1999. Carole has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
EASTDIL SECURED ADVISORS LLC
Contact Information
Main Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401Mailing Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401Phone Number
(310) 526-9000Established
Delaware since 05/23/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/18/2019)
(1/30/2020)
(1/1/2020)
(1/23/2020)
(10/1/2019)
(10/31/2019)
(1/23/2020)
(10/11/2019)
(10/2/2019)
(3/18/2020)
(9/8/2020)
(2/5/2020)
(10/2/2019)
(3/10/2020)
(1/10/2020)
(10/2/2019)
(11/26/2019)
(10/7/2019)
(10/7/2019)
(10/24/2019)
(10/21/2019)
(2/7/2020)
(11/5/2019)
(12/3/2019)
(10/2/2019)
(2/11/2020)
(11/21/2019)
(2/3/2020)
(10/3/2019)
(1/23/2020)
(1/22/2020)
(11/15/2019)
(10/3/2019)
(10/18/2019)
(10/16/2019)
(10/15/2019)
(10/4/2019)
(10/25/2019)
(10/7/2019)
(10/7/2019)
(11/20/2019)
(10/2/2019)
(11/10/2020)
(12/23/2019)
(10/3/2019)
(10/29/2019)
(1/28/2020)
(10/14/2019)
(1/16/2020)
(10/21/2019)
(2/18/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carole Angela Bonina's CRS (Customer Relationship Summary).
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