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Christopher Emerick Gurkovic

FIRST BROKERS SECURITIES
JERSEY CITY, NJ
·CRD# 2978797·28 years experience

Professional Summary

Christopher Emerick Gurkovic, who also goes by Christopher Emorik Gurkovic, is a registered financial advisor currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 87, Series 31, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Emorik Gurkovic

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
1. Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 073112. Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 073113. 790 Juno Ocean Walk Unit 303c, Juno Beach, FL 33408
November 24, 1998 - Present
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 15, 1997 - December 4, 1998

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Current Firm

FB
FIRST BROKERS SECURITIES LLC

FIRST BROKERS SECURITIES LLC | JUPITER SECURITIES, A DIVISION OF FIRST BROKERS SECURITIES LLC | FIRST BROKERS SECURITIES, INC.

CRD#: 27369 / SEC#: 8-43035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Mailing Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Phone Number

(212) 513-4444

Established

Delaware since 11/19/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AO-FIRST BROKERS, LLCMEMBER—
ICAP GLOBAL BROKING INC.MEMBER—
BERNARDO, SHAWN FRANCISDIRECTOR2513376
DOWER, ROBERT HAROLDDIRECTOR, CFO1540678
GURKOVIC, CHRISTOPHER EMERICKCOO/CCO2978797
OKEEFE, ANDREW JOHNDIRECTOR, PRESIDENT AND CEO1042045
SOLDIVIERO, LUCIANO MICHAELDIRECTOR2487532

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/20/2024)
RR
New Jersey
(5/27/2003)
RR
New York
(11/24/1998)
RR
Texas
(6/20/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2007About the Series 87 exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1997About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2021About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2007About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Emerick Gurkovic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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