AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LS

Luciano Michael Soldiviero

TP ICAP GLOBAL MARKETS AMERICAS
New York, NY
·CRD# 2487532·32 years experience

Professional Summary

Luciano Michael Soldiviero, who also goes by Luciano Soldiviero, is a registered financial advisor currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York and LIQUIDNET, INC. located in New York, New York. Luciano is registered as a RR (Registered Representative) and started their career in finance in 1995. Luciano has worked at 15 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Luciano Soldiviero

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

32 years in the financial services industry

Current & Past Employments

TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008
November 16, 2007 - Present
LIQUIDNET, INC.·CRD# 103987
BD
200 Vesey Street 5th Floor, New York, NY 10281
May 27, 2022 - Present
LOUIS CAPITAL MARKETS, LLC·CRD# 48013
BD
New York, NY
May 4, 2021 - July 13, 2022
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
November 16, 2017 - June 30, 2023
FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
Jersey City, NJ
October 23, 2013 - February 24, 2015
BROKERTEC AMERICAS LLC·CRD# 47477
BD
Jersey City, NJ
September 19, 2011 - October 3, 2016
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
September 19, 2011 - June 30, 2023
TICONDEROGA SECURITIES LLC·CRD# 7671
BD
New York, NY
August 5, 2009 - October 5, 2009
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
February 7, 2006 - November 27, 2007
ADIRONDACK ELECTRONIC MARKETS LLC·CRD# 104041
BD
New York, NY
November 20, 2000 - July 21, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 24, 1999 - November 10, 2000
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
October 27, 1997 - March 26, 1999
EAGLE STRATEGIES CORP·CRD# 36707
BD
April 7, 1995 - December 12, 1996
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
April 5, 1995 - October 3, 1997
MULTINVESTMENTS, INC.·CRD# 31055
BD
San Antonio, TX
January 1, 1995 - March 28, 1995

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

LI
LIQUIDNET, INC.

LIQUIDNET, INC.

CRD#: 103987 / SEC#: 8-52461
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone Number

(212) 208-2000

Established

Delaware since 01/12/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INCSOLEMEMBER—
BOND, ROBERTCEO/DIRECTOR4121948
DUGAN, PETERGENERAL COUNSEL6352313
LANE, JASONCHIEF COMPLIANCE OFFICER2671708
PEZEU, CHRISTIAN JEAN MICHELCHIEF FINANCIAL OFFICER5661987

Disclosures

Regulatory Event

11

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1994About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Luciano Michael Soldiviero's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
LS
Follow Luciano
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required