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Robert Harold Dower

FIRST BROKERS SECURITIES
JERSEY CITY, NJ
·CRD# 1540678·32 years experience

Professional Summary

Robert Harold Dower, who also goes by Robert H Dower, is a registered financial advisor currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey. Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 6 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert H Dower

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
1. Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 073112. Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311
October 25, 2001 - Present
BROWNCO, LLC·CRD# 1326
BD
Boston, MA
October 13, 2000 - October 17, 2001
LEWCO SECURITIES CORP.·CRD# 6661
BD
Jersey City, NJ
October 23, 1997 - July 22, 1999
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
April 9, 1996 - September 25, 1996
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
May 30, 1995 - October 2, 1995
ADLER COLEMAN & CO., INC.·CRD# 16104
BD
New York, NY
July 5, 1994 - March 21, 1995

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Current Firm

FB
FIRST BROKERS SECURITIES LLC

FIRST BROKERS SECURITIES LLC | JUPITER SECURITIES, A DIVISION OF FIRST BROKERS SECURITIES LLC | FIRST BROKERS SECURITIES, INC.

CRD#: 27369 / SEC#: 8-43035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Mailing Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Phone Number

(212) 513-4444

Established

Delaware since 11/19/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AO-FIRST BROKERS, LLCMEMBER—
ICAP GLOBAL BROKING INC.MEMBER—
BERNARDO, SHAWN FRANCISDIRECTOR2513376
DOWER, ROBERT HAROLDDIRECTOR, CFO1540678
GURKOVIC, CHRISTOPHER EMERICKCOO/CCO2978797
OKEEFE, ANDREW JOHNDIRECTOR, PRESIDENT AND CEO1042045
SOLDIVIERO, LUCIANO MICHAELDIRECTOR2487532

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1994About the Series 27 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Harold Dower's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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