CB
Carter C. Benkendorfer
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Corpus Christi, TX 78401
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CRD#: 2968209
CB
Professional summary
Carter Conrad Benkendorfer, CFP®, ChFC® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Corpus Christi, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Corpus Christi, Texas.
Carter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Carter has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 2/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) INDEPENDENT INSURANCE AGENT, 500 N. Water Street, Suite 400, Corpus Christi TX, 6/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 24/WK - 20/TRADING. 3) BUCCANEER COMMISSION FOUNDATION INC, 1823 N CHAPARRAL, CORPUS CHRISTI, TX, 4/2018 AS PRESIDENT/BOARD MEMBER. NIR - DEVELOPING SCHOLARSHIP DONATION AND INVESTMENT POLICIES. 4) BENK FAMILY 1, LLC, 3902 BONNELL DRIVE, AUSTIN, TX, BOARD MEMBER OF A NON-PUBLIC ENTITY, SECFRETARY TREASURER, 07/15/20, NIR, 1/MO- 0/TRADING 5) FIRST UNITED METHODIST CHURCH, 900 S SHORELINE BLVD, CORPUS CHRISTI, TX, BOARD MEMBER TREASURER, 12/08/20, NIR, 6 HR/YR- 0/TRADING 6) BENKENDORFER INVESTMENT GROUP, 500 North Water Street Suite 400, Corpus Christi TX 78401, United States, 02/07/2024, Owner, Owner/Partner of a Business Entity, INV REL, 120 HR/YR- 100/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Carter Conrad Benkendorfer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
June 15, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 500 N Water St. Ste. 400, Corpus Christi, TX 78401RIA
CRD#: 134139
Corpus Christi, TX
Current
June 15, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 500 N Water St. Ste. 400, Corpus Christi, TX 78401BD
CRD#: 39543
Corpus Christi, TX
Past
May 26, 1998 - July 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CORPUS CHRISTI, TX
Past
March 19, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 19, 1998 - July 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CORPUS CHRISTI, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/26/2013)
RR
Arizona(6/15/2012)
RR
Arkansas(2/18/2020)
RR
Colorado(6/15/2012)
RR
Connecticut(5/31/2023)
RR
Florida(4/26/2013)
RR
Georgia(6/15/2012)
RR
Hawaii(9/12/2019)
RR
Indiana(11/8/2012)
RR
Iowa(11/7/2012)
RR
Kansas(11/17/2023)
RR
Louisiana(11/22/2013)
RR
Massachusetts(10/29/2021)
RR
Mississippi(2/18/2020)
RR
Montana(2/18/2020)
RR
New Hampshire(7/13/2018)
RR
New Mexico(6/15/2012)
RR
North Carolina(8/16/2019)
RR
Oklahoma(10/28/2013)
RR
Oregon(6/15/2012)
RR
Pennsylvania(8/17/2020)
RR
Puerto Rico(6/15/2012)
RR
South Dakota(10/14/2019)
RR
Tennessee(6/26/2018)
RR
Texas(6/15/2012)
IAR
Texas(6/15/2012)
RR
Utah(10/14/2019)
RR
Virginia(8/28/2015)
RR
Washington(6/15/2012)
RR
Wisconsin(6/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
