David E. Smith
Professional summary
David Edward Smith, who also goes by David E Smith, David Smith, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Rosedale, New York and BANKERS LIFE SECURITIES, INC. located in Rosedale, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. David has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2021 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 133-33 Brookville Blvd Ste 305, Rosedale, NY 11422August 9, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 133-33 Brookville Blvd Ste 305, Rosedale, NY 11422October 1, 2012 - April 24, 2015
J.P. MORGAN SECURITIES LLC
May 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2025)
(1/31/2022)
(11/18/2022)
(5/12/2025)
(5/30/2024)
(5/28/2021)
(12/17/2018)
(7/30/2021)
(3/27/2025)
(2/20/2024)
(9/30/2025)
Exams
FINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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