William Egge
Professional summary
William Egge, who also goes by William Robert Egge, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Charlotte, North Carolina.
William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Egge's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2025 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 5935 Carnegie Blvd., Charlotte, NC 28209August 12, 2020 - April 11, 2025
REGIONS SECURITIES LLC
May 16, 2016 - July 1, 2020
CITIZENS CAPITAL MARKETS
November 3, 2014 - May 16, 2016
CITIZENS SECURITIES, INC.
July 15, 2011 - September 1, 2011
TRUIST SECURITIES, INC.
July 1, 2003 - July 14, 2008
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
February 5, 1998 - August 27, 1998
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2025)
Exams
FINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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