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CRD#: 566
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KEYBANC CAPITAL MARKETS INC. is located at 127 Public Square, Cleveland, OH 44114 and was first established at Chicago, Ohio in 05/18/1983. After operating for 43 years, KEYBANC CAPITAL MARKETS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KEYBANC CAPITAL MARKETS INC.’s clients are individuals and 0% of their clients are high net worth individuals. KEYBANC CAPITAL MARKETS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KEYBANC CAPITAL MARKETS INC. are registered to handle securities or provide financial advice. The firm has 56 disclosures, 40 being regulatory events, 1 being client events, and 15 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KEYBANC CAPITAL MARKETS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KEYBANC CAPITAL MARKETS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KEYBANC CAPITAL MARKETS INC. Comes From

Understanding the Statistics for KEYBANC CAPITAL MARKETS INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
40
Arbitration
15
Bond
1

FIRM INFORMATION

Main Address
127 Public Square, Cleveland, OH 44114
Mailing Address
127 Public Square, Cleveland, OH 44114
Firm Size
Large
Phone Number
(216) 689-0803
Established
Ohio since 05/18/1983
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KEYCORPSOLE SHAREHOLDER
GILBERT, STACY LEEDIRECTOR5316644
HAYDEN, WILLIAM PATRICKCHIEF COMPLIANCE OFFICER4136632
JANOFSKY, PAULA MARIECHIEF OPERATIONS OFFICER, DIRECTOR2882776
KOVACHICK, MARK ALLANDIRECTOR, CFO5390571
PAINE, ANDREW JACKSON IIIMANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING2450522
PREISER, DOUGLAS WILLIAMCHIEF EXECUTIVE OFFICER, DIRECTOR1690776
SKARDA, JOSEPH BRIELDIRECTOR4288186

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Advisor's working at KEYBANC CAPITAL MARKETS INC.

SM

Stephanie A Mushenheim

Stephanie A. Mushenheim, Stephanie A. Stetz
IAR
RR
CRD#: 5132135
Location:
Medina, OH
Company:
KEY INVESTMENT SERVICES LLC
Disclosures:
Experience:
19 years
View Profile
AH

Andrew Hoepfner

RR
CRD#: 7956689
Location:
Chicago, IL 60606
Company:
KEYBANC CAPITAL MARKETS INC.
Disclosures:
Experience:
1 year
View Profile
ML

Matthew Levy

RR
CRD#: 7958259
Location:
New York, NY 10019
Company:
KEYBANC CAPITAL MARKETS INC.
Disclosures:
Experience:
1 year
View Profile
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