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FIRM PROFILE
Overview
KEYBANC CAPITAL MARKETS INC. is located at 127 Public Square, Cleveland, OH 44114 and was first established at Chicago, Ohio in 05/18/1983. After operating for 43 years, KEYBANC CAPITAL MARKETS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KEYBANC CAPITAL MARKETS INC.’s clients are individuals and 0% of their clients are high net worth individuals. KEYBANC CAPITAL MARKETS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KEYBANC CAPITAL MARKETS INC. are registered to handle securities or provide financial advice. The firm has 56 disclosures, 40 being regulatory events, 1 being client events, and 15 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KEYBANC CAPITAL MARKETS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KEYBANC CAPITAL MARKETS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for KEYBANC CAPITAL MARKETS INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
127 Public Square, Cleveland, OH 44114
127 Public Square, Cleveland, OH 44114
Large
(216) 689-0803
Ohio since 05/18/1983
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | ||
| GILBERT, STACY LEE | DIRECTOR | 5316644 | |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 | |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 | |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 | |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 | |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 | |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
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Advisor's working at KEYBANC CAPITAL MARKETS INC.
Stephanie A Mushenheim
Andrew Hoepfner
Matthew Levy
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