Isabela Marta Behar
Professional Summary
Isabela Marta Behar is a registered financial advisor currently at BRADESCO SECURITIES, INC. located in New York, New York. Isabela is registered as a RR (Registered Representative) and started their career in finance in 1997. Isabela has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, Series 87, SIE, Series 3, Series 55, Series 7, Series 14, Series 4, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BRADESCO BBI | BRADESCO SECURITIES, INC.
Contact Information
Main Address
450 Park Avenue 32nd Floor, New York, NY 10022Mailing Address
450 Park Avenue 32nd Floor, New York, NY 10022Phone Number
(212) 888-9142Established
Delaware since 04/28/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO BRADESCO S.A. | SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK | — |
| BEHAR, ISABELA MARTA | CHIEF COMPLIANCE OFFICER | 2940509 |
| BOETGER, BRUNO D'AVILA MELO | CHAIRMAN OF THE BOARD OF DIRECTORS | 2505487 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| HARTE, SEAN NEAL | CHIEF EXECUTIVE OFFICER | 2784670 |
| MARQUES, RUI MIGUEL ALEIXO | VICE-CHAIRMAN OF THE BOARD OF DIRECTORS | 7304773 |
| PORTNOFF, DAVID ROSS | FINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER | 2977967 |
| REITZFELD, FERNANDO RAIZ | MEMBER OF THE BOARD OF DIRECTORS | 7514819 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/5/2004)
(3/28/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2018About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2001About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Isabela Marta Behar's CRS (Customer Relationship Summary).
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