Edward M. Wood

CORNERSTONE WEALTH

Huntersville, NC 28078

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CRD#: 2940109

Professional summary

Edward Massenburg Wood III, CFP®, who also goes by Ed Wood, is a registered financial advisor currently at CORNERSTONE WEALTH located in Huntersville, North Carolina and MUTUAL SECURITIES, INC. located in Charlotte, North Carolina.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Edward has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CORNERSTONE RISK MANAGMENT ADVISORS, LLC., START DATE: 01/01/18, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, LLC, INSURANCE PAY THROUGH COMPANY/AGENT, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. CORNERSTONE WEALTH GROUP, LLC dba CORNERSTONE WEALTH, START DATE: 01/01/18, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, RIA/PARTNER & INVESTMENT ADVISOR, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Massenburg Wood III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 4, 2018 - Present

CORNERSTONE WEALTH

Office #1: 16810 Kenton Drive Suite 200, Huntersville, NC 28078

RIA

CRD#: 289971

Huntersville, NC

Current

March 12, 2018 - Present

MUTUAL SECURITIES, INC.

Office #1: 3436 Torington Way Ste. 210, Charlotte, NC 28277Office #2: 718 Lady St., Columbia, SC 29201

CRD#: 13092

Charlotte, NC

Past

October 13, 2011 - January 4, 2018

CORNERSTONE WEALTH

RIA

CRD#: 157935

HUNTERSVILLE, NC

Past

October 13, 2011 - November 8, 2017

LPL FINANCIAL LLC

CRD#: 6413

LEXINGTON, SC

Past

September 8, 2006 - October 12, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

CHARLOTTE, NC

Past

September 8, 2006 - October 12, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CHARLOTTE, NC

Past

January 3, 2005 - June 9, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CHARLOTTE, NC

Past

January 3, 2005 - June 9, 2006

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CHARLOTTE, NC

Past

December 10, 2004 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

RIA

CRD#: 120471

CHARLOTTE, NC

Past

April 16, 2004 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

CRD#: 120471

DURHAM, NC

Past

July 16, 2001 - May 6, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

October 16, 1997 - August 1, 2001

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/16/2020)

Georgia
(1/16/2020)

IAR

Louisiana
(1/8/2018)

New Jersey
(1/16/2020)

IAR

North Carolina
(1/4/2018)

North Carolina
(3/12/2018)

IAR

South Carolina
(1/4/2018)

South Carolina
(1/16/2020)

Virginia
(1/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/6/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

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Contact information

Main Address

16810 Kenton Drive Suite 200, Huntersville, NC 28078

Mailing Address

Phone number

(704) 987-3410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6,834
AUM (Assets Under Management)	$ 2,108,342,140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward M. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Massenburg Wood III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CORNERSTONE WEALTH

LPL FINANCIAL LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

OSAIC FS, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CORNERSTONE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2004

Series 65

Date: 12/31/1999

Series 63

Date: 10/23/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2001

Series 6

Date: 10/14/1997

Series 26

Date: 8/6/2001

FINRA

Current Firm

CORNERSTONE WEALTH

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH

TRUST BUT VERIFY

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