Ann Margaret Griffith
Professional Summary
Ann Margaret Griffith is a registered financial advisor currently at OLSEN PALMER LLC located in Washington, District Of Columbia and LAZEAR CAPITAL SECURITIES, LLC located in Columbus, Ohio. Ann is registered as a RR (Registered Representative) and started their career in finance in 1997. Ann has worked at 15 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
COINSHARES CAPITAL LLC | GROUP CAPITAL LLC | GROUP CAPITAL
Contact Information
Main Address
437 Madison Avenue 28th Floor, New York, NY 10022Mailing Address
437 Madison Avenue 28th Floor, New York, NY 10022Phone Number
(646) 308-1518Established
Delaware since 01/15/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/15/2022)
(3/14/2022)
(12/24/2019)
(12/26/2019)
(1/5/2024)
(3/9/2020)
(2/17/2021)
(7/29/2021)
(12/26/2019)
(2/19/2021)
(1/2/2020)
(5/14/2021)
(1/8/2020)
(3/16/2026)
(7/1/2020)
(5/24/2021)
(1/2/2020)
(3/10/2020)
(2/7/2023)
(1/2/2020)
(12/23/2019)
(1/15/2020)
(11/19/2019)
(3/31/2021)
(11/18/2020)
(12/24/2019)
(6/5/2023)
(3/24/2022)
(6/14/2021)
(12/20/2022)
(12/26/2019)
(12/26/2019)
(10/17/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2000About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ann Margaret Griffith's CRS (Customer Relationship Summary).
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