Shahriar Sabi

NETWORK 1 FINANCIAL SECURITIES

Great Neck, NY 11021

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CRD#: 2928822

Professional summary

Shahriar Sabi, who also goes by Steve Sabi, Steven Sabi, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Great Neck, New York.

Shahriar is registered as a RR (Registered Representative) and started their career in finance in 1997. Shahriar has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Sabi | Steven Sabi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shahriar Sabi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2013 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: 11 Middle Neck Road Suite 304, Great Neck, NY 11021

CRD#: 13577

Great Neck, NY

Past

February 9, 2012 - July 9, 2013

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

GREAT NECK, NY

Past

February 18, 2009 - February 14, 2012

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

GREAT NECK, NY

Past

December 21, 2001 - March 16, 2009

EKN FINANCIAL SERVICES INC.

CRD#: 113525

WOODBURY, NY

Past

October 22, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

CRD#: 31140

NEW YORK, NY

Past

September 24, 1999 - October 22, 2001

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

October 17, 1997 - October 19, 1999

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

September 17, 1997 - September 29, 1997

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/22/2020)

Florida
(3/24/2017)

Louisiana
(3/23/2017)

New Jersey
(7/18/2017)

New York
(6/21/2013)

Exams

State Security Law Exam

Series 63

Date: 12/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/1997

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shahriar Sabi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shahriar Sabi's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBSIDIAN FINANCIAL GROUP, LLC

J.P. TURNER & COMPANY, L.L.C.

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM

WEATHERLY SECURITIES CORPORATION

TASIN & COMPANY, INC.

LEGEND MERCHANT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/12/1997

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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