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CRD#: 13577
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NETWORK 1 FINANCIAL SECURITIES INC. is located at The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701 and was first established at Woodbridge, Texas in 03/15/1983. After operating for 43 years, NETWORK 1 FINANCIAL SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NETWORK 1 FINANCIAL SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. NETWORK 1 FINANCIAL SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NETWORK 1 FINANCIAL SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 25 disclosures, 21 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NETWORK 1 FINANCIAL SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NETWORK 1 FINANCIAL SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NETWORK 1 FINANCIAL SECURITIES INC. Comes From

Understanding the Statistics for NETWORK 1 FINANCIAL SECURITIES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
21
Arbitration
4

FIRM INFORMATION

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Firm Size
Small
Phone Number
(732) 758-9001
Established
Texas since 03/15/1983
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

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Advisor's working at NETWORK 1 FINANCIAL SECURITIES INC.

JL

John Edward Langston

IAR
RR
CRD#: 1364931
Location:
Houston, TX 77056
Company:
ROBERTSON INVESTMENT MANAGEMENT
Disclosures:
Experience:
40 years
View Profile
RS

Robert Telfer Swikart

Rob Swikart
IAR
RR
CRD#: 1757617
CFP®: Certified Financial Planner
Location:
Red Bank, NJ 07701
Company:
NETWORK 1 FINANCIAL ADVISORS INC.
Disclosures:
Experience:
38 years
View Profile
WH

William Colbert Heming JR

William C. Heming Jr.
IAR
RR
CRD#: 2111868
Location:
Staten Island, NY
Company:
FORTIS CAPITAL ADVISORS, LLC
Disclosures:
Experience:
35 years
View Profile
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