Robert John Mitchell
Professional Summary
Robert John Mitchell is a registered financial advisor currently at FM GLOBAL MARKETS INC and EMPIRE INVESTMENT INC. located in Flushing, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 15 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
EMPIRE STATE FINANCIAL, INC. | HAVKIT CORPORATION
Contact Information
Main Address
20 W. Park Ave. Suite 207, Long Beach, NY 11561Mailing Address
20 W. Park Ave. Suite 207, Long Beach, NY 11561Phone Number
(516) 442-1883Established
New York since 01/11/1971Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/21/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert John Mitchell's CRS (Customer Relationship Summary).
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