Peter A. Profeta
Professional summary
Peter Anthony Profeta, who also goes by Pete Profeta, is a registered financial professional currently at BGC FINANCIAL, L.P. located in Jericho, New York and MINT BROKERS located in Jericho, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Anthony Profeta's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2006 - Present
BGC FINANCIAL, L.P.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753February 13, 2020 - Present
MINT BROKERS
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753April 29, 2005 - July 5, 2006
RBC CAPITAL MARKETS, LLC
November 5, 2004 - July 5, 2006
RBC CAPITAL MARKETS, LLC
April 5, 2000 - November 2, 2004
OPPENHEIMER & CO. INC.
April 7, 1999 - March 21, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/9/2021)
(12/19/2017)
(12/19/2017)
(2/20/2025)
(1/28/2010)
(1/19/2022)
(12/19/2017)
(12/19/2017)
(1/28/2010)
(7/12/2006)
(1/28/2010)
(1/19/2022)
(4/7/2021)
(5/19/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
MINT BROKERS
CRD#: 13681 / SEC#: , 8-29616
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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