Marlin Kent Johnson
Professional Summary
Marlin Kent Johnson is a registered financial advisor currently at WEALTH ADVISORS NETWORK, INC. located in Lexington, Nebraska and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lexington, Nebraska. Marlin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Marlin has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
BS&P WEALTH MANAGEMENT | WEALTH ADVISORS NETWORK, INC. | WEALTH ADVISORS - NEBRASKA, INC. | LAUREL VALLEY ADVISORS | CONTRYMAN WEALTH ADVISORS
Contact Information
Main Address
201 Foundation Place Ste 100, Hastings, NE 68901Phone Number
(402) 463-6769# of Employees
8SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
740AUM (Assets Under Management)
$300,252,270Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BS&P WEALTH MANAGEMENT | WEALTH ADVISORS NETWORK, INC. | WEALTH ADVISORS - NEBRASKA, INC. | LAUREL VALLEY ADVISORS | CONTRYMAN WEALTH ADVISORS
State Registrations and Notice Filings
(1/2/2024)
(1/7/2026)
(9/3/1997)
(6/17/2013)
(6/17/2013)
(1/27/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1997About the Series 6 examSRO Registrations
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Marlin Kent Johnson's CRS (Customer Relationship Summary).
Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
AMERIPRISE FINANCIAL SERVICES, LLC