William R. Stout
Professional summary
William Robert Stout, who also goes by Bill Stout, William Stout, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Stout's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355March 24, 2016 - March 6, 2025
NUVEEN SECURITIES, LLC
November 25, 2014 - March 18, 2016
FORESIDE FUND SERVICES, LLC
December 9, 2011 - January 4, 2013
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
January 25, 2006 - December 31, 2011
BOSTON PARTNERS SECURITIES, L.L.C.
January 30, 2004 - December 2, 2005
GAM SERVICES, INC.
June 5, 2003 - January 21, 2004
LAZARD ASSET MANAGEMENT LLC
June 19, 2001 - January 21, 2004
LAZARD FRERES & CO. LLC
March 5, 1999 - June 14, 2001
GAM SERVICES, INC.
August 11, 1997 - September 14, 1998
WEATHERLY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2025)
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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