Sen Ning
Professional Summary
Sen Ning, who also goes by Jason Sen Ning, Jason Ning, Sen Jansen Ning, Sen Jason Ning, is a registered financial advisor currently at FIRST HEARTLAND CAPITAL, INC. located in Edison, New Jersey. Sen is registered as a RR (Registered Representative) and started their career in finance in 1997. Sen has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jason Sen Ning, Jason Ning, Sen Jansen Ning, Sen Jason Ning
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FIRST HEARTLAND CAPITAL, INC.
Contact Information
Main Address
4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367Mailing Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367Phone Number
(636) 625-0900Established
Missouri since 10/01/2005Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/20/2024)
(1/4/2017)
(1/4/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2001About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sen Ning's CRS (Customer Relationship Summary).
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