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Brandon Wayne Hall

FIRST HEARTLAND CAPITAL
LAKE ST. LOUIS, MO
·CRD# 5113480·14 years experience

Professional Summary

Brandon Wayne Hall is a registered financial advisor currently at FIRST HEARTLAND CAPITAL, INC. located in Lake St. Louis, Missouri. Brandon is registered as a RR (Registered Representative) and started their career in finance in 2012. Brandon has worked at 2 firms and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367
January 3, 2012 - Present
CENTERRE CAPITAL LLC·CRD# 148091
BD
Lake St. Louis, MO
April 23, 2012 - December 31, 2015

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Current Firm

FH
FIRST HEARTLAND CAPITAL, INC.

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460 / SEC#: 8-46008
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367

Mailing Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Phone Number

(636) 625-0900

Established

Missouri since 10/01/2005

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT1058737
CHRISTY, ZEONIA MCHIEF COMPLIANCE OFFICER4067924
HALL, BRANDON WAYNECHIEF INFORMATION OFFICER5113480
HOFF, SCOTT MCHIEF OPERATIONS OFFICER5008279
JEHLE, JEANNE ANNFINOP4885198

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Dec 2011About the Series 99 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brandon Wayne Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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